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We, the People of Europe: How the Lisbon Treaty makes the EU more democratic

...and how Europeans can act to make it more democratic still

By Matthias C. Kettemann

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Published: Tuesday, November 3, 2009

Updated: Tuesday, November 3, 2009

euparliament2

European Parliament / Pietro Naj-Oleari

PEOPLE POWER | The Lisbon Treaty is set to give more influence to democratic institutions like the European Parliament when it enters into force

Today, after the Czech Republic's highest court failed to find any grounds on which it was unconstitutional, Czech President Václav Klaus finally signed the Lisbon Treaty . The treaty's reforms will now enter into force on December 1, 2010. The debate on its contents, however, is far from over. Reacting to my article on the Treaty in the previous issue of the Harvard Law Record, a number of commenters criticized the undemocratic character of the new treaty and argued that it would make the EU less democratic (or, at worst, no more democratic) than it was before. These arguments are misleading: they are based on a wrong conceptual approach to democracy in the EU's unique post- and transnational context.

Article 2 of the Treaty on European Union as amended by the Treaty of Lisbon emphasizes that the Union is founded “on the values of respect for human dignity, freedom, democracy, equality, the rule of law and respect for human rights” (emphasis added). This principle of democracy, which extends its reach vertically (towards Member States) and horizontally (towards EU institutions), is corroborated in the EU's different codifications of human rights, such as Article 3 of the First Additional Protocol to the European Convention on Human Rights, the common constitutional traditions of Member States, community practice, and the other democratic principles contained in the amended treaty.

Despite this, it is true that the commitment to democracy, which had already been made in Article 6(1) of the Treaty on European Union as it existed prior to Lisbon, has not prevented the emergence of the "democratic deficit".

But the Lisbon Treaty's attempts at reform have at least led to a partial mitigation of portions of EU law that create a gap between the expectation of democracy and its fulfillment. Some problems remain, namely the gap between the amended treaty's Article 9, which enshrines the principle of equality for all EU citizens, and the voting procedures in the Council, which offer less favourable population-to-voting power ratios to citizens of bigger states.

But the Lisbon Treaty truly mitigates the democratic deficit by increasing the legitimacy of European decision-making processes. First, national governments, responsible to national parliaments, are united in the European Council. Second, there are direct lines of legitimacy from the citizen to the European Parliament, though they are not yet widely perceived.

When Article 10 (2) of the Lisbon-amended EU treaty lays down the democratic accountability of heads of state or governments in the European Council and of the governments in the Council to their national parliaments, or to their citizens, it relies on the powers of national parliaments to influence EU decision-making procedures at an early stage by parliamentary control. Using this control more actively will ensure that the lawmaking process will result less clearly in "laws made in Brussels", but, instead, in legislation that emerges from a process based on a dialogue between the Commission, national parliaments, national governments on both the national and the Union levels, the Council, and, importantly, the European Parliament.

The Lisbon Treaty also bolsters the significance of the national parliaments' European counterpart. Article 14 (2) of the amended EU treaty states that the European Parliament is composed of “representatives of the Union’s citizens”. This may seem obvious, but it represents a real change: Article 189 of the old EC Treaty still referred to “representatives of the peoples of the States brought together in the Community”. The new “community” is one where the European citizenry may play a direct role, rather than one mediated by the Union's collection of states.

Beyond institutional reforms, the Lisbon Treaty not only strengthens the representative dimension of democracy, but actively encourages citizen participation: by embracing civil and political rights, and by further integrating civil society and representative associations into the lawmaking process.

Such support will increase the quality of deliberative democracy in Europe, allowing for the creation of a European public discourse. Beyond the treaty's new legal framework, however, far-reaching structural changes in citizens' socio-political approaches to European topics and their (under)representation in the media, need to be discussed. This will take years.

Indeed, arguments over the shape of democracy have been a consistent feature of European intellectual history,. It stands to reason that the European Union should be able to shape a new geometry of democracy that fits its current state. A realistic conception of democracy has to be developed for the Union. The multinational model, in which the member states are the (only) relevant actors, seems anchored in the traditional, nation state-oriented model of democracy. It is essential to realize that the transfer of powers to regulatory entities beyond the nation state needs to coincide with new models for the legitimation of their decisions.

A functional model of democratic legitimacy is needed that combines participative, representative and deliberative elements, in a setting where actors can translate needs into political postulates and develop, propose and pass suitable remedies. This model must make it possible to trace back the exercise of this authority directly – and in an uninterrupted chain of legitimation – to the citizens of the European polity, who need to participate, to the greatest extent feasible, in the process of developing laws and norms.

Now that the Lisbon Treaty will enter into force, it is upon the citizens of the European Union to fill the letter of the law with life and to dispel the myth of the democratic deficit.

Matthias C. Kettemann is an LL.M. student from Austria.

Comments

6 comments
Your name
Tue Nov 10 2009 22:50
Nice overview. However, contrary to the US constitution, the Lisbon treaty has not been ratified by the people of the different states, but by governments and parliaments only. In fact, the contract (and its predecessor) miserably failed in three popular referenda. It is, therefore, odd to entitle this hymn with "We, the people of Europe" -- rather, the people of Europe has never been asked about its opinion on this contract, because Brussels' bureaucrats know only too well what their answer would be... It seems hard to follow the proposition of the author and set aside the democratic deficit as a mere myth -- "demos" has something to do with the people, after all...
constitutionalist
Thu Nov 5 2009 15:12
Mat is correct that there was never a straight referendum on the US constitution, but each state did have to ratify the document when it was first completed, and typically did so by holding a popular election for delegates to a state ratifying convention.

Of course, the idea that whatever occurred in the 1780s represents the "will of the people" today is absurd.

Matthias C. Kettemann
Thu Nov 5 2009 14:49
@ Mat: You're right, it's 2009, not 2010. I referred to the treaty and the reforms it brings in toto.
Mat - political scientist, Vienna, Austria
Wed Nov 4 2009 04:57
P.S. If you compare the EU and the US: I do not believe most Americans think the US federal government and political system are much more "democratic". Both political centers (Brussels as well as Washington) seem and effectively are distant from the average European's or American's life, which is a perfectly normal effect of complex political systems.

And @ RABRAHAMS: As far as I know, there has never been any referendum on the US constitution either (nor on the British political system, by the way), with no negative effect to its value or legitimacy. Besides, a single act of popular legitimization does not per se guarantee the "democratic quality" of a legal document or a political system.

Mat - political scientist, Vienna, Austria
Wed Nov 4 2009 04:38
"The treaty's reforms will now enter into force on December 1, 2010" - that is not correct.
In fact, the treaty will enter into force on December 1, 2009, if the Czech ratification document is deposited in Rome (the Italian government is the "depositary") by November 30, 2009.
Rabrahams, UK
Tue Nov 3 2009 22:20
So you call forcing through a treaty that has been rejected in referendums 3 times in 3 different countries that leads to an unelected El Presidente democracy then do you?

This is a dark day for the UK and dark day for Europe. Americans should be outraged by this shady pantomime rather than cheering it. You will probably be coming over here again sooner or later to help sort the mess out.







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